Sydney Teixeira, Esq., MBA, Cams
About Sydney Teixeira, Esq., MBA, Cams
Sydney Teixeira, Esq., MBA, CAMS, serves as a Principal Analyst in Fixed Income Regulation at FINRA, where he has worked since 2020. He has a diverse background in financial regulation and compliance, with previous roles at FINRA, Morgan Stanley, and T. Rowe Price.
Current Role at FINRA
Sydney Teixeira serves as a Principal Analyst in Fixed Income Regulation at FINRA. She has held this position since 2020 and is based in the Greater Boston area. In her current role, she focuses on regulatory compliance and oversight pertaining to fixed income securities, contributing to the integrity of the financial markets.
Previous Experience at FINRA
Teixeira has extensive experience at FINRA, having worked in various capacities. She was an Associate Principal Examiner for one month in 2020, a Sales Practice Examiner from 2016 to 2018, and a Senior Examiner from 2018 to 2020. Her roles involved examining sales practices and ensuring compliance with industry regulations.
Education and Qualifications
Teixeira holds a JD/MBA from Washington University in St. Louis, where she studied from 2009 to 2013. She also earned a Bachelor's Degree in Psychology from Vanderbilt University from 2004 to 2008. Additionally, she completed her high school education at Loomis Chaffee from 2000 to 2004.
Professional Background
Before her tenure at FINRA, Teixeira worked as a Wealth Advisor Associate at Morgan Stanley from 2015 to 2016. She also gained experience as a Management Trainee at McMaster-Carr from 2013 to 2014 and held internships at T. Rowe Price as a Legal and Compliance Intern in 2012 and at the U.S. Bankruptcy Court of Eastern Missouri as a Judicial Intern in 2010.