Tamara Scrivens
About Tamara Scrivens
Tamara Scrivens is a Sr. Principal Compliance Analyst at FINRA, where she has worked since 2020. With over 10 years of experience in the financial industry, she specializes in regulatory programs and compliance training.
Work at FINRA
Tamara Scrivens has been serving as a Senior Principal Compliance Analyst at FINRA since 2020. In this role, she is responsible for managing and coordinating compliance seminars, as well as spearheading the management of regulatory programs. Her position requires her to interface with other compliance officers to prepare and analyze reports, ensuring adherence to industry regulations.
Previous Experience in Compliance
Prior to her current role at FINRA, Tamara Scrivens worked at Guggenheim Partners as a Senior Compliance Analyst from 2010 to 2018. She then transitioned to Spire Investment Partners, LLC, where she held the position of Assistant Vice President of Compliance from 2018 to 2020. Earlier in her career, she worked at Rydex Investments as a Retirement Specialist from 2008 to 2010 and at Navy Federal Credit Union as a Financial Services Associate in 2008.
Education and Expertise
Tamara Scrivens earned her Bachelor's degree in Resource Management from Virginia Tech. Her educational background, combined with over 10 years of experience in the financial industry, provides her with a strong foundation in compliance regulations and practices.
Training and Development
In her professional capacity, Tamara Scrivens is involved in training team members on compliance regulations. This aspect of her role highlights her commitment to fostering a knowledgeable workforce that adheres to industry standards and practices.