Taylor Pokluda
About Taylor Pokluda
Taylor Pokluda is an Associate Principal Analyst in Risk Monitoring at FINRA, where he emphasizes team unity and effective communication. He has a background in finance and risk analysis, with previous roles at Fidelity Investments, Charles Schwab, and JPMorgan Chase & Co.
Current Role at FINRA
Taylor Pokluda serves as an Associate Principal Analyst in Risk Monitoring at FINRA, a position held since 2022. In this role, Pokluda focuses on managing workflow and projects, particularly the transition of incoming and outgoing products and procedures. The emphasis is placed on fostering team unity and cohesion through partnerships both within and outside the organization. Effective communication is prioritized to set clear expectations and ensure understanding of project requirements.
Previous Experience at Fidelity Investments
Prior to joining FINRA, Taylor Pokluda worked at Fidelity Investments in various roles from 2015 to 2018. Initially, Pokluda served as a High Net Worth Representative for nine months, followed by a position as a Financial Representative for three years. Additionally, Pokluda worked as a Margin Trading Specialist for two years. These roles contributed to a solid foundation in financial services and client relations.
Experience at JPMorgan Chase & Co.
Taylor Pokluda was employed at JPMorgan Chase & Co. as a Risk Analyst from 2019 to 2022. During this time, Pokluda developed presentation materials for leadership that addressed risk exposure and mitigation strategies. This experience enhanced skills in risk analysis and strategic communication within the financial sector.
Education and Expertise
Taylor Pokluda holds a Bachelor's degree in Kinesiology and Exercise Science from Texas Wesleyan University, achieved from 2007 to 2011. Additionally, Pokluda earned a Master of Business Administration (MBA) in Business Administration and Management from Southern New Hampshire University, completed in 2022. The educational background supports expertise in both health sciences and business management, contributing to a well-rounded professional profile.
Quality Assurance Role at Charles Schwab
In 2018, Taylor Pokluda joined Charles Schwab as a Senior Specialist in Quality Assurance, where the role lasted for ten months. This position involved ensuring the quality and compliance of financial processes, further enhancing Pokluda's skills in risk management and operational efficiency.