Tom Carocci
About Tom Carocci
Tom Carocci serves as a Senior Attorney at the Financial Industry Regulatory Authority (FINRA), where he has worked since 1999. He holds a law degree from Duquesne University School of Law and completed his undergraduate studies at Shippensburg University of Pennsylvania.
Work at FINRA
Tom Carocci has been employed at the Financial Industry Regulatory Authority (FINRA) since 1999, where he serves as a Senior Attorney. In this role, he has contributed to various legal matters and regulatory compliance issues within the financial industry. Additionally, he has held the position of Counsel at FINRA since 2008. His extensive tenure at FINRA spans over 25 years, reflecting his commitment to the organization and the financial regulatory landscape.
Education and Expertise
Tom Carocci studied at Shippensburg University of Pennsylvania, where he gained foundational knowledge in his field. He furthered his education at Duquesne University School of Law from 1992 to 1995, earning a law degree that equipped him with the legal expertise necessary for his career. His educational background supports his role in providing legal counsel and guidance within the financial regulatory framework.
Background
Tom Carocci completed his secondary education at Trinity High School. His academic journey laid the groundwork for his future studies in higher education and law. This background has contributed to his professional development and understanding of the legal aspects of the financial industry.