Travis Farrell
About Travis Farrell
Travis Farrell is a Principal Examiner at FINRA, where he has worked since 2022. He has held various positions at FINRA since 2015 and holds a Bachelor of Science in Finance from the University of Scranton.
Current Role at FINRA
Travis Farrell currently serves as a Principal Examiner at FINRA, a position he has held since 2022. He works in New York, New York, and has accumulated extensive experience in regulatory examination within the financial industry. His role involves overseeing compliance and regulatory matters, ensuring that financial institutions adhere to established standards.
Previous Positions at FINRA
Travis Farrell has held multiple positions at FINRA prior to his current role. He worked as an Associate Principal Examiner from 2020 to 2022, and as a Senior Examiner from 2018 to 2020. Additionally, he served as an Associate Examiner from 2015 to 2016 and as an Examiner from 2016 to 2018. His tenure at FINRA has provided him with a comprehensive understanding of regulatory frameworks and examination processes.
Internship Experience
Before his extensive career at FINRA, Travis Farrell gained experience as an Intern at Berkley Specialty Underwriting Managers in 2012. This internship lasted for three months and provided him with foundational knowledge in the underwriting and insurance sectors.
Educational Background
Travis Farrell studied at the University of Scranton, where he earned a Bachelor of Science (B.S.) degree in Finance, General. His studies spanned from 2009 to 2013, equipping him with essential skills and knowledge applicable to his career in finance and regulatory examination.