Trevor Harley
About Trevor Harley
Trevor Harley is a Senior Examiner at the Financial Industry Regulatory Authority, where he has worked since 2015. He has a diverse background in law and finance, with previous roles at various institutions including the US Navy, Commodity Futures Trading Commission, and Harvard Law School.
Current Role at FINRA
Trevor Harley serves as a Senior Examiner at the Financial Industry Regulatory Authority (FINRA) since 2015. In this role, he is responsible for overseeing compliance within the financial industry, ensuring that firms adhere to regulatory standards. His position involves conducting examinations and assessments of broker-dealers and other financial entities to maintain market integrity. Based in San Francisco, California, he has accumulated significant experience in regulatory oversight during his tenure.
Previous Experience in Legal and Regulatory Roles
Trevor Harley has a diverse background in legal and regulatory positions. He worked as a Law Clerk for the Honorable Adam G. Christian at the Superior Court of the Virgin Islands from 2010 to 2011. Prior to that, he held various internships, including a role as a Division of Enforcement Legal Intern at the Commodity Futures Trading Commission in 2009. His experience also includes positions at the U.S. Securities and Exchange Commission and several law firms, where he gained insights into enforcement and compliance.
Educational Background
Trevor Harley earned a Bachelor of Science (B.S.) in Political Science from Northeastern University, graduating magna cum laude. He furthered his education at The Catholic University of America, Columbus School of Law, where he obtained a Juris Doctor degree with a focus on Securities Law and International Law from 2007 to 2010. His academic background provides a strong foundation for his career in law and regulatory compliance.
Early Career and Military Service
Trevor Harley began his career with military service in the U.S. Navy as a Seaman in 2001, serving for seven months. Following his military service, he transitioned into various roles in the legal field, including a Staff Assistant position at Harvard Law School from 2004 to 2007. His early experiences laid the groundwork for his future endeavors in law and regulatory examination.