Tyron Tyson

Senior Examiner, Examinations: Diversified, Carrying & Clearing @ FINRA

About Tyron Tyson

Tyron Tyson is a Senior Examiner at FINRA, specializing in Examinations: Diversified, Carrying & Clearing. He has a background in finance and has held various roles in regulatory compliance and market regulations across several organizations, including NJ TRANSIT and Fidelity Investments.

Current Role at FINRA

Tyron Tyson currently serves as a Senior Examiner in the Examinations: Diversified, Carrying & Clearing division at FINRA. In this role, he leads examinations of firms with medium-low to medium-high risk and complexity, working under moderate supervision. He conducts independent interviews with firm personnel to gather regulatory intelligence and participates in meetings to ensure that regulatory programs align with departmental goals. His responsibilities include analyzing and evaluating firm records and systems to identify exceptions and findings.

Previous Experience at FINRA

Prior to his current position, Tyron Tyson worked at FINRA as an Options Market-Regulations Intern in 2019 for three months in the Greater New York City Area. During this internship, he gained experience in market regulations and contributed to various projects that supported the regulatory framework of options markets.

Experience at Fidelity Investments

Tyron Tyson held multiple roles at Fidelity Investments from 2019 to 2023. He started as a Brokerage Operations Treasury Associate for one year, followed by a position as a Senior Tax & Cost Basis Associate from 2020 to 2022. In 2022, he transitioned to the role of Analyst in Capital Markets, where he worked for one year in New York City. Throughout his tenure at Fidelity, he developed expertise in tax compliance and capital markets operations.

Educational Background

Tyron Tyson studied at New Jersey City University, where he earned a Bachelor of Science degree in Finance. His education provided him with a solid foundation in financial principles and practices, which he has applied throughout his professional career.

Internship and Leadership Experience

Before his current roles, Tyron Tyson gained valuable experience through internships and leadership positions. He worked as a Contract Compliance Unit Intern at NJ TRANSIT for 11 months in 2018-2019. Additionally, he served as a Leader in Residence Campus Ambassador for the Hispanic Association of Colleges and Universities (HACU) at NJCU School of Business for eight months. He also held the position of Executive Vice-President of the SGO Club at New Jersey City University from 2017 to 2019.

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