Ulysses Johnson
About Ulysses Johnson
Ulysses Johnson is a Principal Examiner at the Financial Industry Regulatory Authority (FINRA) in New York, where he has worked since 2006. He earned his Bachelor's degree from Queens College between 1986 and 1990 and previously served as the Director of Financial Affairs at the Roosevelt Island Operating Corporation from 1990 to 2006.
Work at FINRA
Ulysses Johnson has served as a Principal Examiner at the Financial Industry Regulatory Authority (FINRA) since 2006. In this role, he is responsible for overseeing compliance and regulatory matters within the financial services industry. His tenure at FINRA spans 18 years, during which he has contributed to the organization's mission of protecting investors and ensuring market integrity. Based in New York, New York, Johnson's work involves evaluating firms' adherence to regulatory standards and conducting examinations to assess compliance.
Education and Expertise
Ulysses Johnson earned a Bachelor's degree from Queens College, where he studied from 1986 to 1990. This educational background has provided him with a solid foundation in financial principles and regulatory practices. His academic achievements have supported his professional development and expertise in the financial sector, particularly in compliance and examination roles.
Background
Prior to his current position at FINRA, Ulysses Johnson worked for 16 years at the Roosevelt Island Operating Corporation as the Director of Financial Affairs. In this capacity, he managed financial operations and contributed to the organization's fiscal health. His extensive experience in financial management has equipped him with a deep understanding of regulatory compliance and operational efficiency within the financial industry.
Professional Experience
Ulysses Johnson's professional experience spans over three decades in the financial sector. His career began at the Roosevelt Island Operating Corporation, where he held the position of Director of Financial Affairs from 1990 to 2006. Following this role, he transitioned to FINRA, where he has been instrumental in regulatory examinations. His diverse experience has allowed him to develop a comprehensive understanding of both operational and regulatory aspects of the financial industry.