Victor Sosa
About Victor Sosa
Victor Sosa serves as the Examination Manager at FINRA, where he has worked since 2017. He holds an MBA from Saint Joseph's University, a BS from Rowan University, and a JD from Temple University.
Work at FINRA
Victor Sosa has been employed at the Financial Industry Regulatory Authority (FINRA) since 2008. He currently serves as an Examination Manager, a position he has held since 2017. In this role, he oversees examination processes and ensures compliance with regulatory standards. Prior to becoming Examination Manager, he worked as a Principal Examiner for nine years, where he was responsible for conducting examinations and assessments of financial institutions.
Education and Expertise
Victor Sosa holds a Master of Business Administration (MBA) from Saint Joseph's University. He also earned a Bachelor of Science (BS) degree from Rowan University. Additionally, he has a Doctor of Law (JD) from Temple University's James E. Beasley School of Law. His educational background equips him with a strong foundation in business and legal principles, enhancing his expertise in regulatory compliance and examination processes.
Background
Victor Sosa has a diverse educational and professional background. He began his academic journey at Rowan University, where he obtained his Bachelor of Science degree. He furthered his education with a Doctor of Law degree from Temple University. His career at FINRA began in 2008, and he has progressed through various roles, demonstrating a commitment to the financial regulatory field.
Professional Experience
Victor Sosa has over 15 years of experience in the financial regulatory sector. His tenure at FINRA includes significant roles such as Principal Examiner and Examination Manager. In these positions, he has developed a deep understanding of regulatory frameworks and compliance requirements, contributing to the integrity of the financial industry.