William Downey
About William Downey
William Downey serves as an Examination Manager at FINRA, where he specializes in compliance examinations related to municipal bonds and other fixed-income securities. He holds a BA in Economics from Wake Forest University and has prior experience as an Examiner in the Fixed Income Specialist Group at FINRA.
Work at FINRA
William Downey has been employed at the Financial Industry Regulatory Authority (FINRA) since 2013. He initially served as an Examiner in the Fixed Income Specialist Group from 2013 to 2018. In this role, he focused on compliance examinations related to fixed income securities. Since 2018, he has held the position of Examination Manager, where he oversees compliance examinations specifically related to municipal bonds, ARS, ABS, and CMO/CDOs. His extensive experience at FINRA has equipped him with a deep understanding of regulatory requirements and market practices.
Education and Expertise
William Downey studied at Chaminade High School from 2001 to 2005, followed by Wake Forest University, where he earned a Bachelor of Arts in Economics from 2005 to 2009. His academic background includes studies in Economics and Journalism, providing him with a solid foundation in analytical thinking and communication. His expertise lies in managing compliance examinations, particularly in the areas of municipal bonds and other fixed income securities, supported by his trading experience in US Municipal debt and Commercial Paper.
Background
William Downey has a diverse background that combines education in economics and journalism with practical experience in the financial industry. His time at Chaminade High School and Wake Forest University helped shape his analytical and communication skills. Prior to his current role at FINRA, he gained valuable experience as an Examiner in the Fixed Income Specialist Group, where he developed a strong understanding of compliance and regulatory frameworks. His background in journalism enhances his ability to analyze complex information and communicate findings effectively.
Achievements
During his tenure at FINRA, William Downey has contributed to the regulatory landscape by managing compliance examinations related to various fixed income securities. His role as Examination Manager involves overseeing the examination process and ensuring adherence to regulatory standards. His prior experience as an Examiner in the Fixed Income Specialist Group allowed him to gain insights into market practices and compliance issues, which inform his current responsibilities. His expertise in municipal bonds and trading experience further supports his contributions to the organization.