Willy Williams
About Willy Williams
Willy Williams is an Associate Principal Examiner at FINRA, where he has worked since 2020. He holds a B.A. in Economics from New York University and has experience in various roles, including project accounting and litigation support.
Work at FINRA
Willy Williams has been employed at the Financial Industry Regulatory Authority (FINRA) since 2016. He initially served as an Examiner for two years before advancing to the role of Senior Examiner from 2018 to 2020. In 2020, he was promoted to Associate Principal Examiner, a position he has held for four years. His work at FINRA involves regulatory oversight and examination of securities firms to ensure compliance with industry standards.
Education and Expertise
Willy Williams earned a Bachelor of Arts degree in Economics from New York University, where he studied from 2007 to 2011. His academic background in economics provides him with a strong foundation for his roles in regulatory examination and financial oversight. Additionally, he is a licensed Notary Public in the State of New York, which adds to his professional qualifications.
Background
Prior to his tenure at FINRA, Willy Williams gained diverse experience in various roles. He worked as a Community Liaison for the New York State Assembly from 2006 to 2009. He then transitioned to the legal field, serving as a Litigation Paralegal at Storch Amini & Munves, PC, and later at Quinn Emanuel from 2012 to 2014. He also worked as a Project Accountant at Gensler from 2014 to 2016. This varied background has contributed to his analytical skills and understanding of regulatory environments.
Professional Skills
Willy Williams is proficient with the MICROS system, which is commonly used in the hospitality and service industries. His fluency in Spanish enhances his communication abilities, allowing him to engage with a broader range of stakeholders in his professional roles.