Xiomara Marroquin
About Xiomara Marroquin
Xiomara Marroquin serves as the Principal Regulatory Coordinator at the Financial Industry Regulatory Authority and has held this position since 2005. She also works as a Senior Manager at Morgan Stanley, a role she has occupied since 2015.
Work at FINRA
Xiomara Marroquin has served as a Principal Regulatory Coordinator at the Financial Industry Regulatory Authority (FINRA) since 2005. In this role, she is responsible for coordinating regulatory activities and ensuring compliance with industry standards. Her tenure at FINRA spans 19 years, during which she has contributed to various initiatives aimed at enhancing regulatory frameworks within the financial sector.
Current Role at Morgan Stanley
In addition to her position at FINRA, Xiomara Marroquin has been a Senior Manager at Morgan Stanley since 2015. Her responsibilities include overseeing financial operations and ensuring adherence to regulatory requirements. She has worked in the Greater New York City Area for 9 years, playing a key role in managing financial services and compliance strategies.
Education and Expertise
Xiomara Marroquin earned her Bachelor of Science (B.S.) degree in Accounting from Fordham University, where she studied from 1997 to 2001. This educational background has provided her with a solid foundation in financial principles and regulatory practices, which she applies in her current roles in the financial industry.
Professional Background
Xiomara Marroquin has built a career in the financial sector, with significant experience in regulatory coordination and management. Her work at both FINRA and Morgan Stanley highlights her expertise in navigating complex regulatory environments and implementing compliance measures within financial institutions.