Zack Santoro
About Zack Santoro
Zack Santoro is an Associate Principal Examiner at FINRA, where he has worked since 2021. He has previous experience in various roles at Lincoln Financial Group, Bank of America, and Lincoln Investment, and holds a Bachelor's Degree in Supply Chain Management from The Pennsylvania State University.
Current Role at FINRA
Zack Santoro serves as an Associate Principal Examiner at FINRA, a position he has held since 2021. In this role, he is responsible for examining and overseeing compliance with regulatory standards within the financial industry. His work involves assessing the practices of various firms to ensure adherence to established guidelines and regulations.
Previous Experience at Lincoln Financial Group
Prior to his current role, Zack Santoro worked at Lincoln Financial Group in multiple capacities. He served as a Surveillance Analyst from 2018 to 2021, where he focused on monitoring trading activities for compliance and risk management. Additionally, he worked as a Securities Trader from 2016 to 2018, gaining experience in executing trades and managing client portfolios.
Background in Compliance and Financial Services
Zack Santoro has a background in compliance and financial services, having worked as a Compliance Advisor at Lincoln Investment for six months in 2018. Earlier in his career, he was a Preferred Transition Specialist at Bank of America for five months in 2016, where he assisted clients with account transitions and financial planning.
Education and Academic Background
Zack Santoro earned a Bachelor’s Degree in Supply Chain Management from The Pennsylvania State University, where he studied from 2011 to 2015. His education provided him with a strong foundation in analytical skills and business processes, which are applicable in his roles within the financial sector.