Zorica Zee Sekanic
About Zorica Zee Sekanic
Zorica Zee Sekanic is a Senior Principal Risk Monitoring Analyst with over 17 years of experience in financial regulation and risk monitoring. She has held various positions at FINRA and CBOE, demonstrating a strong background in financial examination and regulatory coordination.
Current Role at FINRA
Zorica Zee Sekanic currently serves as a Senior Principal Risk Monitoring Analyst at FINRA, a position she has held since 2020. In this role, she is responsible for overseeing risk monitoring processes and ensuring compliance with financial regulations. Her extensive experience in financial regulation supports her effectiveness in this position.
Previous Experience at FINRA
Zorica Sekanic has a significant history with FINRA, where she has held multiple positions over the years. She began as a Senior Regulatory Coordinator from 2015 to 2016, then advanced to Associate Principal Regulatory Coordinator from 2016 to 2018, and later served as Principal Regulatory Coordinator from 2018 to 2020. This progression highlights her expertise in regulatory coordination and risk management.
Background in Financial Examination
Zorica Sekanic has a background in financial examination, having worked at CBOE as an Examiner from 2012 to 2014 and as a Senior Financial Examiner in 2014. Her experience in these roles contributed to her understanding of financial compliance and regulatory standards.
Education and Professional Licenses
Zorica Sekanic holds a Bachelor of Science degree from the University of Belgrade, which she obtained from 1991 to 1995. She also earned a Bachelor Degree from DePaul University between 2002 and 2005. In addition to her educational qualifications, she possesses multiple professional licenses, including Series 7, 27, 24, 9/10, 53, and 63, which further validate her expertise in the financial sector.
Career History
Zorica Sekanic has over 17 years of experience in financial regulation and risk monitoring. Her career includes significant roles such as Chief Financial Officer/FINOP at AOS, INC/TradingBlock from 2006 to 2011 and various positions at FINRA. This diverse experience has equipped her with a comprehensive understanding of the financial regulatory landscape.