Erin Proctor
About Erin Proctor
Erin Proctor is the Wealth Management Compliance Manager at First Financial Bank in Cincinnati, with a background in litigation and paralegal work, and multiple certifications in business and compliance management.
Current Role at First Financial Bank
Erin Proctor serves as the Wealth Management Compliance Manager at First Financial Bank in Cincinnati. In this role, she is tasked with managing compliance operations within the wealth management sector. Erin's responsibilities include coordinating with Wealth Advisors, Fiduciary Officers, and Wealth Coordinators to ensure account compliance with trust provisions, laws, rules, and regulations. She also oversees the committee process for the TAC and IAC, ensuring effective governance and adherence to regulatory standards.
Previous Experience at First Financial Bank
Before her current role, Erin Proctor worked as a Litigation Paralegal at First Financial Bank from 2016 to 2019. During her time as a Litigation Paralegal, Erin was instrumental in handling various litigation matters, providing critical support for the bank's legal operations. Her experience in this role helped her develop a strong foundation in compliance and regulatory issues, which paved the way for her eventual promotion to Wealth Management Compliance Manager.
Educational Background and Certifications
Erin Proctor's educational background is both diverse and comprehensive. She earned her Bachelor's Degree in Classical Double Bass Performance from the University of Cincinnati College of Music. In her pursuit of a legal career, she achieved a Post Baccalaureate Certificate in Paralegal Studies from the University of Cincinnati. Erin further enhanced her expertise by obtaining an MBA in Business Administration and Management from the University of Cincinnati Carl H. Lindner College of Business. Additionally, she holds a certification from Cannon Financial Institute, specializing in Trust, Audit, Risk, and Compliance Management.
Earlier Career Experience
Erin Proctor began her professional journey as a Paralegal at Godbey & Associates, where she worked from 2014 to 2016 in Downtown Cincinnati. In this role, she gained valuable experience in legal research, documentation, and case management, which formed the foundation for her subsequent roles in compliance and wealth management. Her work at Godbey & Associates allowed her to develop a keen understanding of regulatory requirements, which she has carried forward into her current career.
Professional Contributions at First Financial Bank
Erin Proctor has made significant contributions to First Financial Bank's compliance and community outreach initiatives. She developed monitoring and testing procedures for newly acquired accounts and ran internal compliance testing to ensure control measures were effective. Erin's efforts extend beyond compliance; she supports community development through grants and sponsorships and manages a Supplier Diversity Program. Erin has also introduced a financial literacy program aimed at young adults, implemented a green banking initiative, and partnered with local universities to offer internships in finance.