Frank Lennox
About Frank Lennox
Frank Lennox serves as the Executive Vice President and Head of Compliance at Forge, where he focuses on developing adaptable compliance solutions for the fintech sector. With a background that includes roles at IEX Group and Carta, he has extensive experience in building compliance frameworks and implementing programs for rapidly growing financial services.
Current Role at Forge
Frank Lennox serves as the Executive Vice President and Head of Compliance at Forge. He has held this position since 2024, following a two-year tenure as Senior Vice President and Head of Compliance from 2022 to 2024. Both roles are based in New York, United States. In his current capacity, he focuses on developing compliance solutions that align with the dynamic nature of the fintech industry.
Previous Experience in Compliance
Prior to his current role at Forge, Frank Lennox worked at Carta as the Chief Compliance Officer for Brokerage and Markets from 2019 to 2022. He also served as a Compliance Associate at IEX Group, Inc. from 2014 to 2016 and later as Chief Compliance Officer at the same organization from 2016 to 2019. His experience includes designing and implementing compliance programs tailored for rapidly growing fintech companies.
Educational Background
Frank Lennox studied at University College Dublin, where he earned a Master of Laws (LL.M.) with Honors in Commercial Law from 2011 to 2012. He also obtained a Bachelor of Laws (LL.B.) with Honors from Dublin Business School, completing his studies there from 2008 to 2011. His foundational education was completed at St Andrew's College in Dublin, where he studied from 1999 to 2008.
Expertise in Compliance Frameworks
Frank Lennox possesses extensive experience in building compliance frameworks for new financial services products. He has a strong focus on creating compliance solutions that are adaptable to the fast-paced nature of fintech environments. His work includes designing compliance programs that cater to the unique challenges faced by organizations in this sector.
International Experience
Before his extensive career in compliance in the United States, Frank Lennox worked as a Negotiator at Sherry FitzGerald in Dublin, Ireland, from 2012 to 2013. This role contributed to his diverse professional background and understanding of compliance in different market contexts.