Joseph Di Giglio
About Joseph Di Giglio
Joseph Di Giglio serves as the Vice President and Chief Compliance Officer for Brokerage and RIA at Forge, a position he has held since 2022. He has extensive experience in compliance and consulting roles across various financial institutions, including Goldman Sachs and ACA Compliance Group.
Current Role at Forge
Joseph Di Giglio serves as the Vice President and Chief Compliance Officer for Brokerage and RIA at Forge. He has held this position since 2022, contributing to the company's compliance and regulatory strategies in the financial services sector. His role involves overseeing compliance frameworks and ensuring adherence to industry regulations within the organization.
Previous Experience in Financial Services
Prior to his current role, Joseph Di Giglio accumulated extensive experience in the financial services industry. He worked at Bovill as a Managing Consultant from 2020 to 2021. His tenure at Goldman Sachs included positions as Franchise Manager in Equity Derivatives Trading and Analyst, spanning from 2004 to 2012. Additionally, he served as Senior Associate to the CCO at XE Capital Management and held various compliance roles at ACA Compliance Group, Cadre, and INX Limited.
Educational Background
Joseph Di Giglio earned his Doctor of Law (JD) degree from Brooklyn Law School, where he focused on Business Organizations, completing his studies from 2004 to 2007. He also holds a Bachelor of Arts (BA) in English Literature from the University of Delaware, which he obtained from 1997 to 2001. His educational background provides a strong foundation for his career in compliance and regulatory affairs.
Compliance and Regulatory Expertise
Throughout his career, Joseph Di Giglio has developed significant expertise in compliance and regulatory matters within the financial sector. His roles have included Senior Compliance Officer and Senior Principal Consultant, where he has advised on regulatory compliance and risk management strategies. His experience spans various financial institutions, enhancing his knowledge of industry standards and practices.