Abbey Romano

Abbey Romano

Director, Compliance @ FS Investments

About Abbey Romano

Abbey Romano serves as the Director of Compliance at FS Investments, having previously held the position of Compliance Associate at the same company. With a background in finance and marketing from Drexel University, she has accumulated significant experience in compliance roles at various financial institutions.

Work at FS Investments

Abbey Romano currently serves as the Director of Compliance at FS Investments, a position she has held since 2023. In this role, she is responsible for overseeing compliance strategies and ensuring adherence to regulatory requirements within the organization. Prior to her current position, she worked as a Compliance Associate at FS Investments from 2021 to 2023, where she contributed to the compliance framework and supported various compliance initiatives.

Previous Experience at Susquehanna International Group

Before joining FS Investments, Abbey Romano worked at Susquehanna International Group, LLP (SIG) as a Compliance Associate from 2017 to 2021. During her four years at SIG in the Greater Philadelphia Area, she gained valuable experience in compliance operations and regulatory adherence, which enhanced her expertise in the field.

Educational Background in Finance and Marketing

Abbey Romano studied at Drexel University, where she earned a Bachelor of Science in Business Administration with a focus on Finance and Marketing. Her academic tenure lasted from 2013 to 2017, providing her with a solid foundation in business principles and financial strategies that support her career in compliance.

Early Career at Delaware Investments

Abbey Romano began her career in compliance as a Compliance Department Co-op at Delaware Investments in 2016. During this six-month position, she gained initial exposure to compliance practices and regulatory frameworks, which contributed to her professional development in the financial services industry.

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