Charlie Waterman, Cfa
About Charlie Waterman, Cfa
Charlie Waterman, CFA, serves as the Executive Director of Due Diligence at FS Investments, where he has worked since 2012. He has over thirteen years of experience in the financial services industry, specializing in due diligence processes and investment products.
Work at FS Investments
Charlie Waterman serves as the Executive Director of Due Diligence at FS Investments. In this role, he oversees the completion of due diligence questionnaires for the company's funds, ensuring compliance with strict deadlines. He manages the flow of due diligence requests from independent broker-dealers, wirehouses, and registered investment advisor (RIA) home office personnel. His responsibilities include responding to inquiries related to legal, compliance, financial, asset management, and operational aspects of FS Investments' offerings. He has held this position since 2012.
Previous Experience in Financial Services
Before joining FS Investments, Charlie Waterman worked at AIG Advisor Group as a Due Diligence Analyst from 2010 to 2012. He also held the position of Senior Associate at Triage Consulting Group from 2006 to 2008. His cumulative experience in the financial services industry exceeds thirteen years, with a focus on both traditional and alternative investment products.
Education and Expertise
Charlie Waterman earned a Bachelor of Arts degree in Mathematics and Economics from Emory University, where he studied from 2002 to 2006. He also attended St. Andrew's Episcopal School from 1998 to 2002. His educational background supports his expertise in financial analysis and due diligence processes within the investment sector.
Due Diligence Oversight and Relationship Management
In his current role, Charlie Waterman provides oversight for due diligence processes at FS Investments. He establishes and maintains relationships with due diligence officers to enhance their understanding of the fund structures and strategies offered by FS Investments. His articulate responses to inquiries help ensure clarity regarding the company's compliance and operational practices.