Jim Volk
About Jim Volk
Jim Volk is the Managing Director of Compliance at FS Investments, a position he has held since 2014. He has extensive experience in compliance and accounting, having previously worked at SEI Investments and the U.S. Securities and Exchange Commission.
Work at FS Investments
Jim Volk has served as the Managing Director of Compliance at FS Investments since 2014. In this role, he oversees compliance operations and ensures adherence to regulatory standards within the organization. His extensive experience in compliance and accounting contributes to the effectiveness of the compliance framework at FS Investments.
Education and Expertise
Jim Volk earned his Bachelor's degree in Accounting from the University of Delaware, where he studied from 1980 to 1984. His educational background in accounting provides a solid foundation for his career in compliance and finance, enabling him to navigate complex regulatory environments effectively.
Background
Prior to his current position, Jim Volk worked at SEI Investments Global Funds Services as Chief Compliance Officer and Chief Accounting Officer from 1996 to 2014. His earlier career includes roles at Coopers & Lybrand (now PwC) as a Senior Manager from 1985 to 1993, and at the U.S. Securities and Exchange Commission as Assistant Chief Accountant from 1993 to 1996.
Professional Experience
Jim Volk has accumulated significant experience in compliance and accounting over his career. His tenure at SEI Investments Global Funds Services spanned 18 years, where he held key leadership roles. His experience at the U.S. Securities and Exchange Commission and Coopers & Lybrand further solidified his expertise in regulatory compliance and financial oversight.