James Schlosser, Esq.
About James Schlosser, Esq.
James Schlosser, Esq. is the Compliance Manager for Program Governance & Regulatory Compliance at Gemini, with a background in financial crimes compliance and legal education from the University of Miami School of Law.
Company
James Schlosser is currently working at Gemini as the Compliance Manager for Program Governance & Regulatory Compliance. He has been with the company since 2021. Gemini is a prominent cryptocurrency exchange and custodian platform.
Title
James Schlosser holds the position of Compliance Manager in the Program Governance & Regulatory Compliance division. This role involves overseeing regulatory compliance and ensuring adherence to various governance protocols.
Work Experience at Bank of Hope
James Schlosser worked at Bank of Hope as the First Vice President, Senior BSA/OFAC Program Officer from 2020 to 2021. During his time there, he was responsible for compliance with the Bank Secrecy Act (BSA) and Office of Foreign Assets Control (OFAC) regulations. His work focused on maintaining regulatory standards in Los Angeles, California, United States.
Work Experience at MUFG
From 2019 to 2020, James Schlosser held the position of Vice President - AML Advisory at MUFG in Los Angeles, California. His responsibilities included providing anti-money laundering (AML) advisory services, ensuring compliance with AML regulations, and advising on financial crime risks.
Education and Expertise
James Schlosser earned his Juris Doctor (J.D.) from the University of Miami School of Law between 2010 and 2013. Before that, he obtained a Bachelor's Degree in Political Science and Government from Binghamton University, completing his studies from 2006 to 2009. His educational background has equipped him with a profound understanding of legal and political aspects, contributing to his expertise in compliance and regulatory affairs.