Louisa D.
About Louisa D.
Louisa D. is the Head of Compliance, UK at Gemini, with extensive experience in regulatory and compliance roles across various financial institutions in London. She holds a Bachelor of Laws from the University of Leicester and a Postgraduate Diploma in Legal Practice from Nottingham Law School.
Current Role at Gemini
Currently, Louisa D. is the Head of Compliance, UK at Gemini since 2023. She also holds the position of Lead, Regulatory Compliance at Gemini, a role she has been in since 2021. Louisa is responsible for overseeing compliance operations and ensuring the adherence to regulatory standards within the UK.
Career at Royal Bank of Scotland
Louisa D. worked as a Consultant at Royal Bank of Scotland Business from 2018 to 2019. During her time in London, she focused on leveraging her expertise in compliance and regulatory frameworks to support the bank's business operations.
Director of Compliance at ICE
In 2018, Louisa D. served as Director of Compliance at ICE for three months. Based in London, her role involved overseeing and implementing compliance procedures to meet regulatory standards.
Educational Background
Louisa D. studied Legal Practice at Nottingham Law School, where she achieved a Postgraduate Diploma in Legal Practice (PGDip LPC) from 2006 to 2007. Prior to that, she earned a Bachelor of Laws (LLB Hons) from the University of Leicester from 2002 to 2005, focusing on law.
Notable Achievements
Louisa D. has several notable achievements, including successfully leading the restructuring of risk and control frameworks at an investment bank and transforming regulatory engagement processes at a clearing house. She managed a compliance monitoring team of fifteen members, completed successful remediation of a systemically important wholesale firm, implemented a new regulatory regime for benchmarks, and played a key role in shaping the global price formation policy.