Max Ernst
About Max Ernst
Max Ernst is a compliance professional with over a decade of experience in risk management and regulatory compliance. He currently works at Glencore in Market Conduct Compliance and has held various roles at Citi and StoneTurn, alongside a solid educational background in law and political science.
Current Role at Glencore
Max Ernst currently serves in the role of Market Conduct Compliance at Glencore, a position he has held since 2024. His responsibilities include ensuring adherence to compliance standards and regulations within the organization. He operates out of New York, New York, and has been in this role for approximately eight months.
Previous Experience at Citi
Max Ernst has extensive experience at Citi, where he held multiple positions. He served as Vice President in the Institutional Clients Group ICRM from 2021 to 2023. He later transitioned to the role of Senior Vice President in Regulatory Remediation from 2023 to 2024. His tenure at Citi spanned over three years, during which he developed skills in risk management and compliance.
Educational Background
Max Ernst holds a Doctor of Law (JD) degree from Cardozo School of Law, where he studied Constitutional Law from 2012 to 2014. He also earned a Bachelor of Arts (BA) in Political Science from Vassar College, completing his studies from 2007 to 2011. Additionally, he was a Visiting Student at Columbia University from 2009 to 2010.
Compliance and Risk Management Expertise
Max Ernst possesses over a decade of experience in compliance, with a focus on risk management, monitoring, and independent compliance monitorships. He is skilled in conducting risk assessments and developing policies and procedures. His expertise is further validated by his CAMS certification, which signifies his knowledge in anti-money laundering and financial crime prevention.
Internship Experience
Max Ernst has gained practical experience through various internships. He interned at the New York City Law Department for four months in 2013, and at Davis Polk & Wardwell LLP for three months in 2008. These positions provided him with foundational insights into legal and regulatory frameworks.