Brian C. Germani
About Brian C. Germani
Brian C. Germani: Vice President, Risk and Compliance
Brian C. Germani serves as the Vice President of Risk and Compliance, bringing over 15 years of experience primarily in the financial services and technology industries. He has extensive expertise in governance, risk, and compliance, making him a key figure in his organization.
Brian C. Germani's Education and Certifications
Brian C. Germani earned his MBA from Suffolk University, complementing his B.S. in Business Administration from the University of New Hampshire. He is a CPA registered with the Massachusetts Board of Public Accountancy and holds a Certification in Risk Management Assurance (CRMA) from the Institute of Internal Auditors. Additionally, Brian is a non-practicing Certified Information Systems Auditor (CISA) and has passed the FINRA Series 7 and 24 exams.
Brian C. Germani's Previous Roles in Compliance and Risk Management
Previously, Brian C. Germani served as the Chief Compliance Officer for a boutique SEC-registered investment advisor and its wholly owned subsidiary broker-dealer. His role involved overseeing compliance operations and ensuring adherence to regulatory standards. He was also a client service manager within the Risk Assurance practice at PricewaterhouseCoopers (PwC) Boston, where he supported clients in mitigating risk.
Brian C. Germani's Professional Background and Experience
With a distinguished career spanning over 15 years, Brian C. Germani has built a solid foundation in governance, risk, and compliance. His experience in the financial services and technology industries has equipped him with the skills necessary to navigate complex regulatory environments and implement effective risk management strategies.