Emma James
About Emma James
Emma James is a Senior Regulatory Development Manager at HSBC, where she has worked since 2020 in Birmingham, England. She has extensive experience in compliance and legal roles, having previously held positions at Nationwide Building Society, Herbert Smith Freehills, and Morgan Stanley.
Work at HSBC
Emma James has held the position of Senior Regulatory Development Manager at HSBC since 2020. In this role, she is responsible for overseeing regulatory compliance and development initiatives within the organization. Prior to this position, she worked at HSBC as a Policy Governance Compliance Manager from 2017 to 2020. Her experience at HSBC spans a total of four years, during which she has contributed to the bank's compliance framework and regulatory strategies in Birmingham, England.
Previous Experience in Compliance
Before joining HSBC, Emma James worked at Nationwide Building Society as a Senior Reviewer in Group Compliance from 2016 to 2017. In this role, she focused on compliance review processes. Additionally, she served as a Legal and Compliance Professional at Morgan Stanley from 2011 to 2016, where she gained extensive experience in legal compliance matters. Her career also includes a position as a Litigation Paralegal at Herbert Smith Freehills from 2007 to 2011, contributing to her strong foundation in legal and compliance practices.
Education and Expertise
Emma James studied Law at the University of Leeds, where she earned her Bachelor of Laws (LLB) from 2002 to 2005. She furthered her legal education at The College of Law in Birmingham, completing the Legal Practice Course (LPC) from 2006 to 2007. This educational background has equipped her with the necessary knowledge and skills to excel in her roles within regulatory compliance and legal frameworks.
Career Timeline
Emma James has a diverse career trajectory in the legal and compliance sectors. She began her professional journey as a Litigation Paralegal at Herbert Smith Freehills from 2007 to 2011. Following this, she worked at Morgan Stanley as a Legal and Compliance Professional from 2011 to 2016. She then transitioned to Nationwide Building Society as a Senior Reviewer in Group Compliance for one year. After that, she returned to HSBC, serving as Policy Governance Compliance Manager from 2017 to 2020 before assuming her current role as Senior Regulatory Development Manager.