Kathy Li
About Kathy Li
Kathy Li is a Senior Regulatory Compliance Manager at HSBC in London, specializing in regulatory compliance for the Asia Pacific region. She has extensive experience in various roles across multiple banks, including ANZ and Bank of China, with a background in wealth management and operational excellence.
Current Role at HSBC
Kathy Li serves as the Senior Regulatory Compliance Manager for Retail Banking and Wealth Management (Rbwm) in the Asia Pacific region at HSBC. She has held this position since 2017, contributing to the bank's compliance strategies and regulatory frameworks. Based in London, she focuses on ensuring that the bank adheres to regulatory requirements while supporting business objectives.
Previous Experience at ANZ
Kathy Li has extensive experience at ANZ, where she held multiple roles. She worked as the Director and Head of Advisory for six months in 2011, and later served as the Associate Director of Wealth Management Product and Advisory for four months in the same year. From 2012 to 2014, she was the Head of Client Experience and Business Control in Retail Banking, followed by her role as Head of Operational Excellence from 2015 to 2017. During her time at ANZ, she contributed to various strategic initiatives in the Melbourne office.
Experience at Bank of China
Kathy Li worked at Bank of China as a Senior Manager in Treasury Product Management within Global Markets from 2014 to 2015. Her role involved overseeing treasury products and managing market risks, contributing to the bank's operational efficiency in the Beijing office.
Educational Background
Kathy Li studied at York University, where she earned a Bachelor of Arts degree. This educational background provides her with a foundation in analytical and critical thinking skills, which are essential in her roles within the financial services industry.
Career History Overview
Kathy Li has a diverse career in the banking sector, with experience spanning multiple institutions and roles. She began her career at Dah Sing Bank as an Assistant Manager in Branch Management from 2001 to 2006. She then worked at ABN AMRO Bank N.V. as an AVP in Product Planning for Wealth Management from 2006 to 2008, followed by a position at the Royal Bank of Scotland as AVP in Business Assurance from 2009 to 2010. Her varied experience has equipped her with a comprehensive understanding of compliance, product management, and client advisory services.