Ken Lim
About Ken Lim
Ken Lim serves as the Assistant Manager of AML Investigations within the Financial Crime Compliance Team at HSBC, where he has worked for nearly a decade. He provides compliance oversight and conducts independent investigations to prevent financial crimes across various banking sectors.
Work at HSBC
Ken Lim serves as the Assistant Manager in the AML Investigations team within the Financial Crime Compliance department at HSBC. He has held this position since 2014, contributing nearly a decade of experience in compliance oversight. His role involves conducting independent investigations across various business lines, including Retail Banking and Wealth Management, Commercial Banking, and Global Banking and Markets. Ken ensures that customer and business operations comply with relevant laws, regulations, and HSBC Group Standards, focusing on the prevention of financial crimes.
Education and Expertise
Ken Lim has a solid educational background, having studied at Curtin University. He earned a Bachelor's degree in Marketing and Management from 2009 to 2011. He further pursued a Master's degree in Marketing from 2011 to 2013. Additionally, he studied Business at Curtin University for one year from 2008 to 2009. His academic qualifications provide a strong foundation for his current role in financial crime compliance.
Background
Ken Lim's professional journey began with his role as a Customer Service Representative at Spotless Group in Melbourne, Victoria, Australia, where he worked for one year from 2012 to 2013. He later transitioned to HSBC, where he has developed expertise in AML investigations and financial crime compliance. His educational background and work experience contribute to his understanding of compliance oversight and business controls.
Achievements in Financial Crime Compliance
Ken Lim has been an integral part of the Financial Crime Compliance Team at HSBC for nearly ten years. His focus on AML investigations has allowed him to contribute significantly to the effectiveness of business controls in preventing financial crimes. He carries out independent investigations that ensure alignment with laws and regulations, demonstrating his commitment to maintaining compliance within the organization.