Maggie D.
About Maggie D.
Maggie D. is a Senior Sales Quality Review Analyst at HSBC, with extensive experience in private banking and investment compliance. She has held various roles in prominent banks, including Standard Chartered Bank and Hang Seng Bank, and possesses a strong knowledge of investment products and regulatory frameworks.
Work at HSBC
Maggie D. currently serves as a Senior Sales Quality Review Analyst at HSBC, a position she has held since 2022. In this role, she is responsible for assessing sales processes and ensuring compliance with internal standards. Her work contributes to maintaining the integrity of sales practices within the organization.
Previous Experience in Banking
Before joining HSBC, Maggie D. held several positions in the banking sector. She worked at Standard Chartered Bank as a Private Banking Operations Officer from 2011 to 2013, and later as a Business Operational Risk Manager in Commercial Banking from 2017 to 2018. Additionally, she served as an Assistant Private Banking Internal Control Manager at Hang Seng Bank from 2014 to 2017, and as Assistant Vice President in Business Management at Chong Hing Bank Limited from 2020 to 2021.
Education and Expertise
Maggie D. earned her Bachelor of Business Administration (BBA) from The Hong Kong Polytechnic University. She possesses in-depth knowledge of investment products, including equities, funds, options, and accumulators/decumulators. Her expertise extends to investment compliance, particularly within the private banking sector.
Regulatory Knowledge
Maggie D. is familiar with the regulatory frameworks established by the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC). This knowledge supports her roles in ensuring compliance and managing operational risks within the banking industry.