Mauricio Ochoa Galván
About Mauricio Ochoa Galván
Mauricio Ochoa Galván serves as the Subdirector of Regulatory, Governance and Procedures at HSBC in Mexico City, a position he has held since 2019. He has a diverse background in regulatory compliance, risk assessment, and academic cooperation, with previous roles at the Secretariat of Foreign Relations and Centro de Investigación y Docencia Económicas A.C.
Work at HSBC
Mauricio Ochoa Galván has been serving as Subdirector Regulatory, Governance and Procedures at HSBC since 2019. In this role, he acts as the regulatory focal point for implementing adjustments across Wealth and Personal Banking (WPB) products and channels to ensure compliance with local regulations and global policies. He manages the end-to-end Risk & Control Assessment process for various banking operations, including Retail Business Banking and digital channels. Additionally, he oversees equities and transactions monitoring in accordance with local regulations, specifically the Revisión Integral de la Norma Operativa (RINO). Mauricio also coordinates the submission of WPB documents to various forums and leads initiatives to promote fair treatment of customers.
Previous Experience
Before his current role at HSBC, Mauricio Ochoa Galván held several positions at the Secretaría de Relaciones Exteriores (SRE). He served as Private Secretary for six months in 2015 and worked as Manager for Academic Cooperation Projects from 2016 to 2017. Additionally, he was a Content Developer from 2012 to 2014. His early career included roles at Centro de Investigación y Docencia Económicas A.C., where he worked as a Research Assistant and Teacher Assistant in 2012. He also completed an internship in Economic Affairs at the Embassy of Mexico in Washington D.C. in 2015.
Education and Expertise
Mauricio Ochoa Galván holds a Master in International Economics and Finance from The Johns Hopkins University - Paul H. Nitze School of Advanced International Studies (SAIS), which he completed from 2014 to 2015. He also earned a degree in Political Science and International Relations from Centro de Investigación y Docencia Económicas, A.C. His educational background supports his expertise in regulatory governance and procedures within the banking sector.
Achievements in Governance and Inclusion
In his role at HSBC, Mauricio Ochoa Galván has taken significant steps towards governance and inclusion. He serves as Secretary for the Third Parties Oversight Forum and the LAM WPB Conduct Forum, focusing on governance-related items for WPB third parties. He co-chaired the Bank’s Employee Resource Group for LGBT+ inclusion in 2020 and has been the Communications Lead since 2017. His responsibilities also include owning policies related to Potentially Vulnerable Customers and Conflict of Interest, demonstrating his commitment to ethical practices within the organization.