Mitch Rollins
About Mitch Rollins
Mitch Rollins is an Aml Compliance Manager with extensive experience in financial compliance and law enforcement. He has held various roles in prominent institutions, including HSBC, CIBC, and RBC, and possesses expertise in OFAC regulations and Global Sanctions.
Work at HSBC
Mitch Rollins has served as an AML Compliance Manager at HSBC since 2016. In this role, he is responsible for managing direct reports and overseeing cross-functional teams to improve investigative processes. His work focuses on ensuring compliance with anti-money laundering regulations and enhancing the effectiveness of the compliance framework within the organization.
Previous Experience in Financial Institutions
Prior to his current position, Mitch Rollins held several significant roles in the financial sector. He worked at CIBC as a Supervisor of Fraud Monitoring from 2006 to 2014, where he focused on fraud detection and prevention. Before that, he was a Senior Loan Officer at RBC from 2003 to 2006, where he managed loan processing and client relations. Additionally, he briefly worked at Morgan Stanley as a Senior Analyst in AML and Compliance for three months in 2015.
Background in Law Enforcement
Mitch Rollins has a substantial background in law enforcement, having served as a Police Detective with the Royal Barbados Police Force from 1986 to 2001. His experience in law enforcement includes involvement in national and personal security matters, providing him with a strong foundation in investigative practices and regulatory compliance.
Education and Expertise
Mitch Rollins holds a Master of Science in Finance from the University of Leicester, which he completed from 2002 to 2003. He also earned a Bachelor of Science in Computer Science and Management from The University of the West Indies Cave Hill Campus, studying there from 1998 to 2001. His expertise includes OFAC regulations and Global Sanctions, which are essential components of financial compliance.
Experience Across Regions
Mitch Rollins has worked in various capacities across the Caribbean, Canada, and North America. His experience spans both employee and consultancy roles, allowing him to gain a diverse perspective on financial compliance and regulatory practices in different jurisdictions.