Monique N. Thacker

Monique N. Thacker

Senior Vice President; Chief Administrative Officer | Wealth Management U.S. @ HSBC

About Monique N. Thacker

Monique N. Thacker serves as the Senior Vice President and Chief Administrative Officer for Wealth Management U.S. at HSBC, where she has worked since 2013. She has extensive experience in the finance sector, having held various roles at UBS, AXA, and Ladenburg Thalmann, where she focused on business management, compliance, and operational leadership.

Current Role at HSBC

Monique N. Thacker serves as the Senior Vice President and Chief Administrative Officer for Wealth Management U.S. at HSBC. She has held this position since 2013, contributing over 11 years of experience in the Greater New York City Area. In her role, she focuses on administrative leadership within wealth management, ensuring operational efficiency and strategic alignment with the company's objectives.

Previous Experience at UBS

Thacker has extensive experience at UBS, where she worked from 2006 to 2013 in various capacities. Her roles included Executive Director, Head of Product Coordination and Principal Review, Lead Control Officer, and Business Manager for Wealth Planning U.S. During her tenure, she was involved in overseeing product coordination and compliance, as well as managing wealth planning operations.

Early Career Background

Before her time at UBS, Thacker held several positions in the finance sector. She worked at AXA as a Branch Controls Officer from 2004 to 2006 and at INVESCO as an AML Compliance Officer from 2002 to 2004. Additionally, she served as Branch Office Manager at Ladenburg Thalmann from 1997 to 2001 and as an OTC Trading Supervisor from 2001 to 2002. These roles provided her with a solid foundation in compliance and operational management.

Education and Expertise

Monique N. Thacker earned her Bachelor of Arts degree from Hofstra University. Her educational background complements her professional experience in the finance industry, where she develops innovative solutions to business challenges and drives best practices in finance operations.

Achievements in Finance

Throughout her career, Thacker has led teams that successfully delivered projects across various areas, including securities, wealth management, and insurance operations. Her leadership and strategic oversight have been instrumental in implementing effective solutions and enhancing operational performance within the organizations she has served.

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