Pankaj Kapoor Ca Cs
About Pankaj Kapoor Ca Cs
Pankaj Kapoor serves as the Vice President Chief Controls Office at HSBC, where he has worked since 2019. He has extensive experience in risk management and governance, having held various positions at notable financial institutions including Barclays, Goldman Sachs, and Fidelity International.
Current Role at HSBC
Pankaj Kapoor serves as the Vice President of the Chief Controls Office (CCO) at HSBC since 2019. In this role, he is accountable for managing the control environment of Regulatory Reporting, Liquidity, and Interest Rate Risk in the Banking Book (IRRBB) functions for global entities. He acts as the primary contact for the Chief Controls Office, representing the first line of defense for the functions under his remit. Kapoor also liaises with internal and external auditors to ensure audit preparedness for operational teams.
Previous Experience in Financial Services
Before joining HSBC, Pankaj Kapoor held several positions in notable financial institutions. He worked at Barclays from 2013 to 2019, where he progressed from Assistant Vice President of Finance Governance & Controls to Vice President of Risk & Controls. His tenure at Barclays included managing risk and governance in the Noida Area, India. Prior to that, he was an Associate at Goldman Sachs for four months in 2007, and he began his career at Fidelity International as an Assistant Manager from 2006 to 2007.
Educational Background and Qualifications
Pankaj Kapoor has a solid educational foundation in finance and corporate laws. He studied at the Institute of Company Secretaries of India, where he achieved his Company Secretary (CS) qualification in 2002. He also attended The Institute of Chartered Accountants of India, obtaining another CS qualification in Corporate Laws in 2003. His education has equipped him with the knowledge necessary for his roles in governance and risk management.
Training and Awareness Initiatives
In his current role, Pankaj Kapoor emphasizes the importance of risk management and control awareness across teams. He provides subject matter expertise on Functional Instruction Manuals and ensures their integration into operational activities. Kapoor creates awareness through various methods, including classroom training sessions, mailers, and animated videos, focusing on the fundamentals of risk, control, and issue management.
Leadership in Process and Governance
Pankaj Kapoor has held significant leadership roles in process and governance. He was the Head of Process & Governance at Bharati Airtel Ltd from 2011 to 2013. In this capacity, he was responsible for overseeing governance frameworks and ensuring compliance with regulatory standards. His experience in managing control environments and governance structures has been a key aspect of his career in the financial services sector.