Ping Yang

Ping Yang

Senior Surveillance Manager @ HSBC

About Ping Yang

Ping Yang is a Senior Surveillance Manager at HSBC in London, England, with a background in finance and compliance. Previously, Yang worked at RBS and held various roles at HSBC, contributing to the development of surveillance models and stakeholder engagement.

Current Role at HSBC

Ping Yang serves as a Senior Surveillance Manager at HSBC, a position held since 2020. In this role, Yang is responsible for overseeing surveillance practices within the organization, focusing on continuous monitoring and enhancement of compliance measures. Yang actively engages with stakeholders to ensure effective implementation of surveillance strategies. The role is based in London, England, United Kingdom.

Previous Experience at RBS

Prior to joining HSBC, Ping Yang worked at RBS as a Compliance Surveillance Analyst from 2014 to 2016. This role involved analyzing compliance-related data and ensuring adherence to regulatory standards. Yang's experience at RBS contributed to the development of skills in surveillance and compliance analytics.

Education and Expertise

Ping Yang holds a Master’s degree in Finance from the University of Liverpool, completed from 2009 to 2011. Additionally, Yang earned a BSc (Hons) in Mathematics with Finance from the same institution, studying from 2006 to 2009. Yang possesses expertise in project management and product management, particularly in the areas of surveillance and compliance.

Role at HSBC Prior to Senior Manager

Before becoming a Senior Surveillance Manager, Ping Yang worked at HSBC as an Assistant Manager in Regulatory Compliance Surveillance & Analytics from 2016 to 2020. In this capacity, Yang contributed to the development of compliance surveillance practices and analytics, enhancing the organization’s regulatory framework.

Surveillance Initiatives and Engagement

At HSBC, Ping Yang has implemented a new surveillance model that emphasizes continuous monitoring. Yang is also involved in buy-side trade and communications surveillance, ensuring that the organization adheres to compliance requirements. Engagement with stakeholders is a key aspect of Yang's role, facilitating effective surveillance practices.

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