Richard Farrell

Richard Farrell

Senior Manager, Compliance @ HSBC

About Richard Farrell

Richard Farrell serves as the Senior Manager of Compliance at HSBC, a position he has held since 2014. He has a background in Geography from the University of Salford and multiple qualifications in finance and compliance.

Work at HSBC

Richard Farrell has been serving as Senior Manager, Compliance at HSBC since 2014. In this role, he oversees compliance operations and ensures adherence to regulatory requirements. Prior to his current position, he held the title of Compliance Manager at HSBC in three separate tenures from 2011 to 2014, accumulating significant experience in compliance management within the banking sector.

Education and Expertise

Richard Farrell has a diverse educational background. He studied Geography at The University of Salford, earning a BA (Hons) from 1993 to 1996. He further enhanced his qualifications by studying at The Chartered Insurance Institute, where he achieved DIPPFS and CERTPFS. Additionally, he completed his studies at the Chartered Institute of Banking, obtaining ACIB in Law & Practice, and attended the Institute of Leadership & Management. His education supports his expertise in compliance and regulatory frameworks.

Background

Richard Farrell's career in compliance began at HSBC, where he initially worked as a Compliance Manager from 2011 to 2012. He continued to build his career in compliance roles within the organization, serving in various capacities until he reached his current position as Senior Manager. His extensive experience in compliance management spans over a decade, reflecting his commitment to the field.

Professional Development

Throughout his career, Richard Farrell has pursued professional development through various educational programs. His studies at The Chartered Insurance Institute and the Chartered Institute of Banking have equipped him with essential knowledge in compliance and regulatory law. Additionally, his training at the Institute of Leadership & Management has contributed to his leadership skills within the compliance sector.

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