Rohith Shetty
About Rohith Shetty
Rohith Shetty is a Manager in Risk Quality Assurance at HSBC, specializing in financial crime compliance. He has a background in managing compliance and operational risk issues, having previously worked at Standard Chartered Bank in various roles focused on sanctions and AML.
Current Role at HSBC
Rohith Shetty holds the position of Manager in Risk Quality Assurance at HSBC, where he has been employed since 2021. In this role, he focuses on financial crime compliance and operational risk management. He provides ongoing feedback and assessments to enhance critical thinking among his colleagues. Additionally, he serves as a subject matter expert, offering guidance to frontline staff to improve their understanding of financial crime risk exposure.
Previous Experience at Standard Chartered Bank
Rohith Shetty previously worked at Standard Chartered Bank, where he held multiple roles. He served as a Specialist (Team Lead) in Sanction/AML RFI within the Financial Crime Surveillance Operations (FCSO) division for seven months in 2021. Prior to this, he was a Senior Analyst in Sanction/AML Screening from 2018 to 2021. In these positions, he was responsible for managing financial crime risk and ensuring compliance with operational risk standards.
Education and Expertise
Rohith Shetty completed his Bachelor of Commerce degree in Accounting and Finance at Bangalore University from 2015 to 2018. His educational background has equipped him with the necessary skills and knowledge to excel in financial crime compliance and risk management roles. His expertise is evident in his ability to conduct complex Risk Quality Assurance reviews and contribute to a culture of compliance within banking divisions.
Contributions to Financial Crime Compliance
In his roles, Rohith Shetty has made significant contributions to cultivating a strong financial crime compliance culture within the Global Banking and Commercial Banking divisions. He undertakes complex reviews of Customer Due Diligence and thematic/ad-hoc assessments to ensure high-quality outcomes. His work supports Relationship Managers and teams in effectively managing financial crime risk and resolving compliance issues.