Sam Humphreys
About Sam Humphreys
Sam Humphreys serves as the Associate Director of Equities & Securities Financing COO at HSBC in Hong Kong SAR, a position he has held since 2021. He has extensive experience in financial services, having previously worked at EY and Bank of America Merrill Lynch in various roles across London and Hong Kong.
Work at HSBC
Sam Humphreys has been serving as the Associate Director, Equities & Securities Financing COO at HSBC since 2021. In this role, he is responsible for overseeing operations related to equities and securities financing. His position is based in Hong Kong SAR, where he has contributed to the company's strategic initiatives in the financial sector for three years.
Previous Experience at EY
Prior to joining HSBC, Sam Humphreys worked at EY in various roles within Financial Services Business Consulting. He served as a Senior Manager from 2019 to 2021 and as a Manager from 2016 to 2017. Additionally, he held the position of Senior Consultant from 2015 to 2016. His tenure at EY spanned across London and Hong Kong, where he led multi-disciplinary teams and focused on enhancing operational efficiencies.
Experience at Bank of America Merrill Lynch
Sam Humphreys worked at Bank of America Merrill Lynch in multiple capacities. He was an Assistant Vice President in Global Markets, focusing on Risk Management from 2010 to 2013, and later in Regulatory Reform from 2013 to 2015. His experience at the bank provided him with a solid foundation in risk management and regulatory compliance in the financial services industry.
Educational Background
Sam Humphreys studied at the University of Nottingham, where he earned a BA Hons. in Politics from 2007 to 2010. He further enhanced his qualifications by obtaining an Investment Management Certificate from 7City in 2013. His educational background supports his expertise in financial services and risk management.
International Experience in Banking
Sam Humphreys has significant international experience in the banking sector, having worked in both London and Hong Kong. This diverse background has equipped him with a comprehensive understanding of global financial markets and the ability to drive improvements across the risk and control agenda.