Alexis Shaw
About Alexis Shaw
Alexis Shaw is the Manager of Compliance at IG Wealth Management, a position she has held since 2019. With extensive experience in customer service and account management across various roles at RBC and TD, she has developed a strong background in compliance and client care.
Work at IG Wealth Management
Alexis Shaw has held the position of Manager, Compliance at IG Wealth Management since 2019. In this role, she is responsible for ensuring that the company's operations adhere to regulatory standards and internal policies. Her expertise in compliance helps the organization maintain its commitment to ethical practices and risk management.
Previous Experience in Financial Services
Prior to her current role, Alexis Shaw accumulated extensive experience in the financial services sector. She worked at TD as Manager Customer Service for five months in 2014, and held various positions at RBC from 1995 to 2012, including Account Services Agent, Assistant Manager, Support, and Manager Client Care. This diverse background provided her with a comprehensive understanding of customer service and compliance within the industry.
Educational Background
Alexis Shaw studied at McGill University, where she earned a Bachelor of Arts (B.A.) with Honours in International Development Studies from 1998 to 2000. She furthered her education at Concordia University, obtaining a Graduate Diploma in Environmental Impact Assessment from 2000 to 2001. Her academic background supports her analytical skills and understanding of regulatory frameworks.
Career Progression at RBC
Throughout her tenure at RBC, Alexis Shaw held multiple roles that contributed to her professional development. She began as an Account Services Agent and progressed to positions such as Quality Control Agent, Team Leader in the Homeline Department, and Manager Client Care. This progression highlights her ability to adapt and excel in various capacities within the organization.