Ashley H.
About Ashley H.
Ashley H. serves as the Manager of Compliance at IG Wealth Management, where she has developed compliance training programs and implemented monitoring systems. She has a background in finance and business, with degrees from multiple institutions and extensive experience in the financial sector.
Work at IG Wealth Management
Ashley H. has been employed at IG Wealth Management since 2018, holding the position of Manager of Compliance. In this role, Ashley has been responsible for developing compliance training programs for consultants, ensuring adherence to regulatory standards. Ashley has also played a significant role in implementing new compliance monitoring systems within the organization. This position has allowed Ashley to contribute to the overall compliance framework at IG Wealth Management.
Education and Expertise
Ashley H. has a diverse educational background in finance and business. Ashley studied at Canadore College, earning a Business Marketing Diploma from 2001 to 2004. Furthering her education, Ashley attended the Canadian Securities Institute, where she studied Banking, Corporate, Finance, and Securities Law, achieving the Branch Manager designation in 2019. Additionally, Ashley completed a course in Exchange Traded Funds at the IFSE Institute in 2020. Currently, Ashley is pursuing a Bachelor of Business Administration at Nipissing University, having started in 2012.
Background
Ashley H. has a background in finance and compliance, with a focus on the financial services sector. Since 2012, Ashley has been studying Investments and Securities at the Canadian Securities Institute, working towards obtaining a Securities License. This educational journey has equipped Ashley with the knowledge and skills necessary to navigate the complexities of compliance in the financial industry.
Achievements
Throughout her career, Ashley H. has made notable contributions to the field of compliance in finance. Ashley has been instrumental in developing training programs for consultants at IG Wealth Management, enhancing the compliance knowledge within the organization. Additionally, Ashley has participated in industry panels, discussing compliance challenges faced in the financial sector, showcasing her commitment to addressing industry issues.