Dianne Cadorna
About Dianne Cadorna
Dianne Cadorna is a Compliance Specialist with extensive experience in compliance investigations and analysis. She has worked in various roles in the financial sector, including positions at RBC and Great-West Life, and currently serves at IG Wealth Management in Winnipeg, Manitoba.
Work at IG Wealth Management
Dianne Cadorna has been employed as a Compliance Specialist at IG Wealth Management since 2019. In this role, she conducts investigations and analysis to support conclusions regarding various compliance issues. She collaborates closely with Distribution Leadership and other management teams to develop corporate policies and promote good business practices. Her responsibilities include providing guidance on policy and procedure issues to Branch Managers, Consultants, and Head Office staff, ensuring adherence to compliance standards.
Previous Experience at RBC
Prior to her current position, Dianne Cadorna worked at RBC for a total of eight years. She served as an Investment Advisor from 2013 to 2019, where she was involved in advising clients on investment strategies. Before that, she held the position of Sales Service Representative / Digital Support from 2011 to 2013. In these roles, she gained valuable experience in sales practices and customer service within the financial sector.
Experience at Great-West Life
Dianne Cadorna worked at Great-West Life as a Configuration and Asset Management Specialist from 2010 to 2011. In this capacity, she contributed to the management of asset configurations, which involved overseeing the organization and maintenance of financial assets. This experience provided her with a foundational understanding of asset management within the financial services industry.
Education and Expertise
Dianne Cadorna holds a Bachelor of Science in Business Administration (BSBA) with a focus on Marketing from the Polytechnic University of the Philippines, where she studied from 1999 to 2003. Her educational background supports her expertise in compliance analysis, trend identification, and reporting. She executes daily and monthly trend analysis to identify unusual trends in sales practices and regulatory compliance, enhancing her contributions to compliance efforts.