Ian Brehaut
About Ian Brehaut
Ian Brehaut is a Manager of Compliance at IG Wealth Management, with extensive experience in the Canadian financial sector. He has held various roles in compliance and policy management across several financial institutions, demonstrating expertise in regulatory frameworks and privacy management.
Current Role at IG Wealth Management
Ian Brehaut currently serves as the Manager of Compliance at IG Wealth Management, a position he has held since 2020. In this role, he oversees compliance operations within the organization, ensuring adherence to regulatory standards. His responsibilities include managing compliance frameworks and implementing policies that align with both IIROC and MFDA regulations. His expertise in compliance is critical for maintaining the integrity of financial practices within the firm.
Previous Experience in Financial Services
Ian Brehaut has extensive experience in the financial services sector. He worked at Nesbitt Burns as a Sales Assistant from 1993 to 1995, and later held various positions at Scotia Cassels and Scotia McLeod Direct Investing. His roles included Compliance Intern, Compliance Administrator, and Daily Account Supervision Officer. He also served as an Investment Representative at Scotia McLeod Direct Investing from 2000 to 2004 and as a Knowledge Management Specialist at Invesco Canada from 2015 to 2016.
Education and Professional Development
Ian Brehaut's educational background includes a Bachelor of Arts with a minor in Psychology from Queen's University, completed between 1991 and 1995. He has pursued further studies in compliance and finance, including programs at the Institute of Canadian Bankers, IFSE Institute, and the Association of Certified Anti-Money Laundering Specialists (ACAMS). His continuous professional development reflects his commitment to enhancing his expertise in compliance and regulatory frameworks.
Expertise in Regulatory Frameworks
Ian Brehaut possesses specialized knowledge in IIROC and MFDA regulatory frameworks, which are essential for compliance within the Canadian financial industry. His understanding of these regulations enables him to effectively manage compliance initiatives and ensure that the organization adheres to necessary legal standards. Additionally, he has specialized skills in privacy management, crucial for safeguarding sensitive client information.
Project Management Skills
Ian Brehaut has a strong background in project management, which supports the effective implementation of compliance initiatives. His project management skills allow him to coordinate various compliance-related projects, ensuring they are completed on time and meet regulatory requirements. This capability is vital for maintaining the operational integrity of compliance functions within financial institutions.