Stephen H Davies
About Stephen H Davies
Stephen H Davies serves as the Associate Manager of Compliance Examinations at Investors Group, a position he has held since 1993. He studied at Success Business College and has over three decades of experience in compliance roles within the company.
Work at Investors Group
Stephen H Davies has been employed at Investors Group since 1993, serving as the Associate Manager of Compliance Examinations. In this role, he oversees compliance processes and ensures adherence to regulatory standards. His tenure at the company spans over 31 years, reflecting a long-standing commitment to the organization and its compliance framework.
Education and Expertise
Stephen H Davies studied at Success Business College. His educational background has contributed to his expertise in compliance examinations within the financial services sector. This foundation supports his role in managing compliance-related activities at Investors Group.
Background
Stephen H Davies has a significant history with Investors Group, having worked in the same position from 1993 until 2016, totaling 23 years in that capacity. His extensive experience in compliance examinations has equipped him with a deep understanding of industry regulations and best practices.
Career Longevity
Stephen H Davies has maintained a long career at Investors Group, with over three decades of service. His role as Associate Manager, Compliance Examinations, has been central to his professional journey, showcasing his dedication to the field of compliance within the financial industry.