Yun (Connie) Cai, Cfa
About Yun (Connie) Cai, Cfa
Yun (Connie) Cai is a Compliance Specialist at IG Wealth Management, where she has worked since 2020. She has a background in portfolio management and financial analysis, with previous roles at HomEquity Bank and various other organizations in Canada.
Work at IG Wealth Management
Yun (Connie) Cai currently serves as a Compliance Specialist at IG Wealth Management, a position she has held since 2020. In this role, she applies her knowledge of financial markets and investments to ensure adherence to regulatory standards. Prior to her current position, she worked as a Portfolio Operations Analyst from 2018 to 2020, where she demonstrated strong analytical and problem-solving skills by completing ad hoc investment and financial reports for senior management. Her proficiency with Microsoft Office, especially MS Excel, has been instrumental in her portfolio and model performance reporting.
Previous Experience in Financial Services
Before joining IG Wealth Management, Yun (Connie) Cai worked at HomEquity Bank as a Portfolio Administrator from 2015 to 2018. During her tenure, she managed a busy schedule for mortgage processing and showcased her ability to prioritize workloads effectively. She also held various roles in the financial sector, including a Junior Client Services Coordinator at HomEquity Bank in 2013 and a Quality Assurance Technician at FBC, Canada's Farm & Small Business Tax Specialist in 2013. Her diverse experience has contributed to her comprehensive understanding of the financial industry.
Education and Expertise
Yun (Connie) Cai earned a Bachelor of Mathematics from the University of Waterloo, where she studied Math/Financial Analyst and Risk Management from 2010 to 2015. Her educational background has provided her with a solid foundation in quantitative analysis and risk management, essential skills in the financial services industry. Additionally, she has passed the Japanese-Language Proficiency Test Level N2 in December 2015, indicating her proficiency in the Japanese language.
Early Career and Roles
Yun (Connie) Cai began her career with various roles that laid the groundwork for her expertise in finance and operations. She worked as a General Office Clerk at Investors Group in 2011 and as an Undergraduate Teaching Assistant at the University of Waterloo in 2012. In 2014, she held two positions as a Program Assistant at BM Technology Inc and the Ontario Ministry of Economic Development, Employment and Infrastructure. These early experiences helped her develop essential skills in administration and client services.