Graham Barlow (Ce Map)
About Graham Barlow (Ce Map)
Graham Barlow is a Compliance Manager at Investec, where he has worked since 2015. He has extensive experience in compliance roles across various financial institutions, including GE Capital and the Financial Ombudsman Service.
Work at Investec
Graham Barlow has served as Compliance Manager at Investec since 2015. In this role, he manages mortgage complaints, ensuring that the bank adheres to regulatory standards. He is responsible for adapting the sales process to align with current regulations. His position involves providing compliance support specifically for the mortgage team, which includes drafting business responses to consultation papers from regulatory bodies such as the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA).
Previous Experience in Compliance
Before joining Investec, Graham Barlow held several compliance-related positions. He worked at GE Capital as a Compliance Officer from 2010 to 2015, where he focused on compliance matters in Watford, United Kingdom. Prior to that, he served as an Adjudicator at the Financial Ombudsman Service from 2008 to 2010 in London. His earlier role was as Underwriting Manager at Money Partners Holdings Limited from 2004 to 2008, where he gained experience in the financial services sector.
Education and Expertise
Graham Barlow earned a Bachelor’s Degree in Political Science and Government from the University of Birmingham, studying from 1992 to 1995. He furthered his qualifications by obtaining a Certificate in Mortgage Advice and Practice (CeMAP) from The London Institute of Banking & Finance. His educational background supports his expertise in compliance and regulatory matters in the financial sector.
Industry Involvement
Graham Barlow actively participates in industry working groups at the Financial Conduct Authority (FCA) and the Council of Mortgage Lenders (CML). His involvement in these groups allows him to stay informed about industry standards and regulatory changes, contributing to his effectiveness in his compliance role at Investec.