Tom Rose

Compliance Manager @ Investec

About Tom Rose

Tom Rose is a Compliance Manager at Investec, where he has worked since 2019. He holds a Bachelor of Laws (LLB) and a Master of Laws (LLM) in Law and Corporate Governance from the University of Portsmouth, and has previous experience in compliance and advisory roles.

Current Role at Investec

Tom Rose serves as a Compliance Manager at Investec, a position he has held since 2019. He works in Reading, United Kingdom, where he is responsible for ensuring that the company adheres to regulatory requirements and internal policies. His role involves maintaining compliance standards and implementing effective compliance programs.

Previous Experience in Compliance

Before joining Investec, Tom Rose worked as a Compliance Officer at Carter Jonas from 2017 to 2019. During his two years in this role, he was based in Newbury and focused on compliance-related tasks. Additionally, he has experience as a Citizens Advice Bureau Advisor, where he volunteered from 2015 to 2016 in Portsmouth.

Educational Background

Tom Rose studied at the University of Portsmouth, where he earned a Bachelor of Laws (LLB) degree in Law with Business from 2013 to 2016. He furthered his education by obtaining a Master of Laws (LLM) in Law and Corporate Governance from the same institution, completing this program from 2016 to 2017.

Work Experience in Accounting

Tom Rose has a background in accounting, having completed a one-month work experience at Cranleys Chartered Accountants in Basingstoke in 2010. He also gained experience at Shoosmiths in the same year, where he undertook a one-month work placement in the Private Client sector.

Skills and Competencies

Tom Rose possesses strong communication skills, both written and spoken. He is highly organized, with excellent record-keeping abilities and attention to detail. His client-service skills are notable, and he enjoys working with numbers, demonstrating critical analysis and a solid appreciation for business.

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