Adam Monti
About Adam Monti
Adam Monti is the Vice President of Operations at Jefferies, with extensive experience in risk management and compliance within the financial sector.
Vice President Operations at Jefferies
Adam Monti currently serves as the Vice President of Operations at Jefferies. Since 2021, he has been responsible for overseeing operational functions within the company based in the United States. His role involves ensuring that the operational processes are efficient while maintaining high standards of compliance and risk management.
Previous Roles and Experience
Before joining Jefferies, Adam Monti accumulated substantial experience in the finance sector across various firms. He worked at UBS as an Associate Director in Broker Dealer Operations/Oversight from 2018 to 2021, focusing on domestic settlements and SBL operations. Prior to UBS, he held a position at The Depository Trust & Clearing Corporation (DTCC) in Jersey City for 10 months in 2018. His earlier roles included serving as an AVP at HSBC, handling equity and fixed income settlement and custody services from 2014 to 2017, and working at Broadridge in a private client service operations and settlement role from 2013 to 2014.
Educational Background
Adam Monti completed his studies at Kingsborough Community College from 1986 to 1988. The two-year program provided him with foundational knowledge that would later support his career in the finance and operations sectors. The education at Kingsborough Community College contributed to his expertise in compliance and risk management.
Industry Expertise in Risk Management and Compliance
Adam Monti has a significant background in risk management and compliance, especially within the operations sector. His career has been marked by his ability to navigate complex regulatory environments effectively. This expertise is further solidified by his Series 99 registration, which certifies his proficiency in operations professional knowledge.
Skill Set and Leadership Attributes
Known for his positive leadership approach, Adam Monti possesses strong interpersonal and communication skills. These skills enable him to maintain customer relationships adeptly and surpass operational goals consistently. Additionally, he demonstrates critical thinking skills and strong decision-making abilities, crucial for his roles in various high-stakes financial operations.