Annie Hsu
About Annie Hsu
Annie Hsu is the Head of Swap Dealer Compliance at Jefferies, with a comprehensive background in compliance roles across various financial institutions.
Company
Annie Hsu is currently employed at Jefferies in New York, United States. She has been with the company since 2021, serving as the Head of Swap Dealer Compliance. Jefferies is a diversified financial services company engaged in investment banking and capital markets, offering a range of services in equity, fixed income, and foreign exchange markets.
Title
Annie Hsu holds the position of Head of Swap Dealer Compliance at Jefferies. In this role, she is responsible for overseeing compliance standards related to swap dealer activities, ensuring adherence to regulatory requirements, and managing policies and procedures that govern swap transactions.
Education and Expertise
Annie Hsu earned her Doctor of Law (J.D.) degree from New York Law School between 2000 and 2004. Prior to that, she obtained a Bachelor of Science (B.S.) in Administration of Justice and Sociology from Rutgers University, where she studied from 1991 to 1994. Her academic background in both legal studies and social sciences has provided her with a robust foundation for her compliance roles in the financial industry.
Career Background
Annie Hsu's career in the financial and compliance sector spans several prominent institutions. From 2016 to 2020, she worked as the Chief Compliance Officer at MUFG in New York. Before that, she served at BNP Paribas for 13 years, holding the role of Head of Global Markets Compliance and Regulatory Change Management. Other key positions include Head of Fixed Income Compliance at Barclays (1999-2003) and Fixed Income Compliance Officer at Paine Webber (1997-1999), as well as an earlier role at Paine Webber as a Regulatory Analyst (1994-1997). Her career began with a summer position at Sullivan & Cromwell LLP in 2003.