Brendan Mc Guinness
About Brendan Mc Guinness
Brendan Mc Guinness is the Director of Surveillance at Oppenheimer & Co. Inc. and has previously worked at UBS Financial Services Inc. and Jefferies.
Current Title at Oppenheimer & Co. Inc.
Brendan Mc Guinness holds the position of Futures Compliance Officer and serves as the Director Of Surveillance at Oppenheimer & Co. Inc. He has been with the company since 2017, operating out of New York, NY. His role involves overseeing surveillance operations, ensuring compliance with financial regulations, and maintaining the integrity of futures trading activities.
Past Position at UBS Financial Services Inc.
Before his current role, Brendan Mc Guinness worked as an Associate Director at UBS Financial Services Inc. from 2015 to 2016. During his one-year tenure in Weehawken, NJ, he was responsible for supporting compliance functions and ensuring adherence to regulatory requirements. His role likely involved monitoring trades, evaluating risk, and coordinating with various departments to maintain regulatory standards.
Role at Jefferies
In 1970, Brendan Mc Guinness worked as a Futures Compliance Officer at Jefferies. Although his time at Jefferies was brief, this role would have involved ensuring compliance with futures market regulations and maintaining ethical trading practices within the organization. The experience gained during his tenure likely contributed to his expertise in the field of compliance and surveillance.