Bruce Spiegler
About Bruce Spiegler
Bruce Spiegler is the Head of Regulatory Affairs and Managing Director at Jefferies in New York, NY. He has extensive experience in regulatory and compliance roles, having previously worked at Citi, FINRA, PaineWebber Inc., and the Kings County District Attorney's Office.
Title and Current Role at Jefferies
Bruce Spiegler holds the position of Head of Regulatory Affairs and Managing Director at Jefferies. He has been with the firm since 2013. His office is located in New York, NY, where he oversees and manages regulatory affairs for the company.
Previous Roles at Citi
Before joining Jefferies, Bruce Spiegler worked at Citi. From 2006 to 2013, he served as the Operational Risk Manager/Director in New York, NY. Prior to this role, he was a Compliance Officer at Citi from 2003 to 2006, also based in New York, NY.
Experience at Financial Industry Regulatory Authority (FINRA)
Bruce Spiegler has experience working with the Financial Industry Regulatory Authority (FINRA) where he served as an Enforcement Attorney from 2000 to 2003. This role was based in New York, NY, and involved ensuring compliance with financial regulations and laws.
Early Career in Law
Bruce Spiegler began his career in law at the Kings County District Attorneys Office as an Assistant District Attorney from 1991 to 1994 in Brooklyn, NY. He then practiced law in a private practice setting, both solo and within small firms, from 1994 to 1998 in the Greater New York City Area. Following this, he worked at PaineWebber Inc. as Divisional Vice President/Counsel from 1998 to 2000 in Weekhawken, NJ.
Educational Background
Bruce Spiegler obtained his Juris Doctor (JD) from the University of North Carolina School of Law, where he studied from 1988 to 1991. Before that, he completed a Bachelor of Science (B.S.) in Economics at Cornell University from 1985 to 1988. His educational background laid the foundation for his extensive career in regulatory affairs and law.