Corey Buck
About Corey Buck
Corey Buck is the Senior Vice President of Equities Compliance at Jefferies, with a background in derivatives compliance at Wells Fargo Securities and Merrill Lynch. He holds a BA in History from the University of New Hampshire.
Title
Corey Buck serves as the Senior Vice President of Equities Compliance at Jefferies. He has been in this role since 2016 and operates out of New York.
Professional Experience at Jefferies
Corey Buck has been working at Jefferies as SVP Equities Compliance since 2016. His role involves overseeing compliance matters relating to equity markets, ensuring that the firm adheres to regulatory standards and internal policies. Located in New York, Corey works to mitigate risks associated with equities trading and to maintain the firm's reputation for integrity in the financial markets.
Previous Roles at Wells Fargo Securities
Before joining Jefferies, Corey Buck worked at Wells Fargo Securities as Director-Derivatives Compliance from 2014 to 2016. In this role, he was responsible for compliance oversight in derivatives trading, ensuring adherence to industry regulations and internal controls, based out of New York.
Experience at Merrill Lynch
From 2009 to 2014, Corey Buck served as Director-Derivatives Compliance at Merrill Lynch. During his tenure, he managed compliance functions related to derivative products. His efforts were centered around maintaining regulatory compliance and supporting the firm's risk management practices in New York.
Educational Background
Corey Buck earned a Bachelor of Arts in History from the University of New Hampshire. He completed his studies from 1989 to 1993. His education has provided a strong foundation for his analytical and critical thinking skills, which have been beneficial in his compliance roles.