Joseph Dogery
About Joseph Dogery
Joseph Dogery is the Vice President - AML Sanctions and KYC Compliance Officer at Jefferies, with extensive experience in financial crimes compliance across multiple firms in New York City.
Title
Joseph Dogery holds the position of Vice President - AML Sanctions and KYC Compliance Officer at Jefferies. In this role, he is responsible for advisory guidance on compliance matters, particularly related to FinCEN's Customer Due Diligence Rule and Government Economic Sanction Programs.
Current Position at Jefferies
Joseph Dogery currently operates as the Vice President - AML Sanctions and KYC Compliance Officer at Jefferies. He is based in the New York City Metropolitan Area and takes part in a hybrid working model. His responsibilities include drafting and reviewing Suspicious Activity Reports for filing with the Financial Crimes Enforcement Network (FinCEN) and initiating Section 314(b) Voluntary Information Sharing Requests with other U.S. Financial Institutions.
Previous Experience at Mizuho Securities USA Inc.
Prior to his current role, Joseph Dogery served as Vice President of Financial Crimes Unit BSA/AML/OFAC at Mizuho Securities USA Inc. from 2016 to 2022 in the New York City Metropolitan Area. His six-year tenure involved managing financial crime risks and ensuring compliance with Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and Office of Foreign Assets Control (OFAC) regulations.
Background in AML Compliance
Joseph Dogery has extensive experience in AML compliance, having held various senior roles across multiple financial institutions. These include positions at MUFG, Commerzbank AG, Mitsubishi UFJ Securities (USA), Inc., JP Morgan Chase, Cantor Fitzgerald, WR Hambrecht + Co, Thomas Weisel Partners, and MH Meyerson. Over his career, he has managed compliance teams, supervised equity trading, and headed departments focused on AML advisory and enhanced due diligence (EDD).
Educational Background
Joseph Dogery pursued his education at the City University of New York-College of Staten Island. While details about the length of his studies or degree obtained are not provided, his educational background has supported his extensive career in compliance and financial crime risk management.